“Discourse in the Novel” – Bakhtin

Essay notes

  • “There is a highly characteristic and widespread point of view that sees novelistic discourse as an extra-artistic medium, a discourse that is not worked into any special or unique style. After failure to find in novelistic discourse a purely poetic formulation (‘poetic’ in the narrow sense) as was expected, prose discourse is denied any artistic value at all; it is the same as practical speech for everyday life, or speech for scientific purposes, an artistically neutral means of communication” (260). I sort of disagree. I think all speech is rhetorical and, therefore, art. But this opens up dialectics between speech and utterance, rhetorics and poetics.
    • Significance: “Thus stylistics and the philosophy of discourse indeed confront a dilemma: either to acknowledge the novel (and consequently all artistic prose tending in that direction) an unartistic or quasi-artistic genre, or to radically reconsider that conception of poetic discourse in which traditional stylistics is grounded and which determines all its categories” (267). One solution is turning to rhetoric and coding novels as rhetorical texts rather than as poetic art. “The novel is an extra-artistic rhetorical genre” (268). Tbh, I think this is a Cartesian split. “… the very reliance on rhetorical forms has a great heuristic significance. Once rhetorical discourse is brought into the study with all its living diversity, it cannot fail to have a deeply revolutionizing influence on linguistics and not the philosophy of language“ (268-69).
    • Double-bind: “ The novel is an artistic genre. Novelistic discourse is poetic discourse, but one that does not fit within the frame provided by the concept of poetic discourse as it now exists” (269).
  • “The novel as a whole is a phenomenon multiform in style and variform in speech and voice” and “These heterogeneous stylistic unities, upon entering the novel combine to form a structured artistic system, and are subordinated to the higher stylistic unity of the work as a whole, a unity that cannot be identified with any single one of the unities subordinated to it” (261, 62). Indeed, “The stylistics uniqueness of the novel as a genre consists precisely in the combination of these subordinated, yet still relatively autonomous, unities (even at times comprised of different languages) into the higher unity of the work as a whole: the style of a novel is to be found in the combination of its styles; the language of a novel is the system of its ‘languages’” (262).
  • “The novel can be defined as a diversity of social speech types (sometimes even diversity of languages) and a diversity of individual voices, artistically organized” (262). And those compositional unities help heteroglossia enter the novel: “These distinctive links and interrelationships between utterances and languages, this movement of the theme through different languages and speech types, its dispersion into the rivulets and droplets of social heteroglossia, its dialogization–this is the basic distinguishing features of the stylistics of the novel” (263).
  • Raznorečie in Russian.
  • It’s symphonic, synergistic. Tower of Babel
  • “A common unitary language is a system of linguistic norms. But these norms do not constitute and abstract imperative; they are rather the generative forces of linguistic life, forces that struggle to overcome the heteroglossia of language, forces that unite and centralize verbal-ideological thought, creating within a heteroglot national language the firm, stable linguistic nucleus of an officially recognized literary language, or else defending an already formed language from the pressure of growing heteroglossia” (271). But he’s not critiquing here a “common language” so much as a “language conceived as ideologically saturated” (271).
  • Significance: This is problematic because of essentialism and consensus… “The victory of one reigning language (dialect) over the others, the supplanting of languages, their enslavement, the process of illuminating them with the True Word, the incorporation of barbarians and lower social strata into a unitary language of culture and truth, the canonization of ideological systems,” and so on (272). And as long as language is enslaved, so too then by extension, are the people who voice it.
  • I’m hoping someone will be able to explain the centripetal and centrifugal force metaphors to me. Oh wait… so centripetal means a unifying language that sucks everything in ad co-opts it. Centrifugal is like heteroglossia, flinging several valid options out (?)
  • “The authentic environment of an utterance, the environment in which it lives and takes shape, is dialogized heteroglossia, anonymous and social as language, but simultaneously concrete, filled with specific content and accented as an individual utterance” (272).
  • Heteroglossia can be a site of resistance (273, 303).
  • What is the difference between discourse and rhetoric?
  • Active and passive responsive understanding as a prerequisite for rhetoric (280-82)
  • “Language [. . .] is never unitary. It is unitary only as an abstract grammatical system of normative forms, taken in isolation from the concrete, ideological conceptualizations that fill it” (288).
  • Genres stratify language (288).
  • Mutual exclusion v. intersection of plural languages: “… languages do not exclude each other, but rather intersect with each other in many different ways (the Ukranian language, the language of the epic poem, of early Symbolism, of the student, of a particular generation of children, of the run-of-the-mill intellectual, of the Nietzschean and so on)” (291).
  • Stratification of literary language: “… in their intentional dimension one finds and common plane on which they can all be juxtaposed, and juxtaposed dialogically. The whole matter consists in the fact the there may be, between ‘languages,’ highly specific dialogic relations; no matter how these languages are conceived, they may all be taken as particular points of view on the world. However varied the social forces doing the work of stratification–a profession, a genre, a particular tendency, an individual personality–the work itself everywhere comes down to the (relatively) protracted and socially meaningful (collective) saturation of language with specific (and consequently limiting) intentions and accents. The longer this stratifying saturation goes on, the broader the social circle encompassed by it and consequently the more substantial the social force bringing about such a stratification of language, then the more sharply focused and stable will be those traces, the linguistic changes in the language markers (linguistic symbols), that are left behind in language as a result of this social force’s activity–from stable (and consequently social) semantic nuances to authentic dialectological markers (phonetic, morphological and others), which permit us to speak of particular social dialects. As a result of the work done by all these stratifying forces in language, there are no ‘neutral’ words and forms–words and forms that can belong to ‘no one’; language has been completely taken over, shot through with intentions and accents. For any individual consciousness living in it, language is  not an abstract system of normative forms but rather a concrete heteroglot conception of the world” (293). Each word has a “taste” of its influence (as the reading goes on to say). “The word in language is half someone else’s” (293). And it can only become “one’s own” when the speaker appropriates it by “populating it with his own intentions, his own accent” (293). And “Prior to this moment of appropriation, the word does not exist in a neutral and impersonal language [. . .] but rather it exists in other people’s mouths, in other people’s contexts, serving other people’s intentions: it is from there that one must take the word, and make it one’s own” (293-94).
  • This reminds me of ideographs: “Language is not a neutral medium that passes freely and easily into the private property of the speaker’s intentions; it is populated–overpopulated–with the intentions of others. Expropriating it, forcing it to submit to one’s own intentions and accents, is a difficult and complicated process” (294). (is it?)
  • Consciousness finds itself inevitably facing the necessity of having to choose a language. With each literary-verbal performance, consciousness must actively orient itself amidst heteroglossia, it must move in and occupy a position for itself within it, it chooses, in other words, a ‘language’” (295). This reminds me a lot of Discourse (Gee, Swales, etc.)!! Wait… THAT’S THE CODE I CRACKED IT YAS >>> languages are discourses. Heteroglossia is capital D Discourse.
  • “As soon as a critical interanimation of languages began to occur in the consciousness of our peasant, as soon as it became clear that these were not only various different languages but even internally variegated languages, that the ideological systems and approaches to the world that were indissolubly connected with these languages contradicted each other and in no way could live in peace and quiet with one another–then the inviolability and predetermined quality of these languages came to an end, and the necessity of actively choosing one’s orientation among them began” (296). And that, I argue is rhetorical.
  • While the poet tries to reduce language to its purest form by stripping it of its heteroglossia, the novelist tries to leverage heteroglossia and language stratification to hir advantage (298): “The prose writer as a novelist does not strip away the intentions of others from the heteroglot language of his works, he does not violate those socio-ideological cultural horizons (big and little worlds) that open up behind heteroglot languages–rather, he welcomes them into his work” (299). Then, “Diversity of voices and heteroglossia enter the novel and organize themselves within it into a structured artistic system. This constitutes the distinguishing feature of the novel as a genre” (300). Indeed, “When heteroglossia enters the novel it becomes subject to an artistic reworking. The social and historical voices populating language, all its words and all its forms, which provide language with its particular concrete conceptualizations, are organized in the novel into a structured stylistic system that expresses the differentiated socio-ideological position of the author amid the heteroglossia of his epoch” (300).
  • Analysis of and application (of heteroglossia) to the comic novel and case study with Little Dorrit (Dickens)… Usually parodic.
    • “So it is throughout Dickens; whole novel. His entire text is, in fact, everywhere dotted with quotation marks that serve to separate out little islands of scattered direct speech and purely authorial speech, washed by heteroglot waves from all sides” (307).
    • But they’re not actual quotation marks because the other’s speech and author’s speech are “at none of these points clearly separated [. . .] the boundaries are deliberately flexible and ambiguous, often passing through a single syntactic whole” (308).
  • Leads to a sort of refracting of authorial voice/identity and intentions: “Heterogossia, once incorporated into the novel (whatever the forms for its incorporation), is another’s speech in another’s language, serving to express authorial intentions but in a refracted way. Such speech constitutes a special type of double-voiced discourse. It serves two speakers at the same time and expresses simultaneously two different intentions: the direct intention of the character who is speaking and the refracted intention of the author” (324). And this is rhetorical (354).
  • I’m thinking too about how the author brings heteroglot voices to the novel in the language coded into it, but the reader also brings heteroglot interpretations to the novel as we decode it. Together we perform the text together, contributing to heteroglossia by interpreting it.
  • Then examples from Turgenev (// the “Dickens” section)
  • Heteroglossia includes not just the different kinds of speech, but also the character zones and incorporated genres, luxuries afforded the novel: “A comic playing with languages, a story ‘not from the author’ (but from a narrator, posited author or character), character speech, character zones and lastly various introductory or framing genres are the basic forms for incorporating and organizing heteroglossia in the novel. All these forms permit languages to be used in ways that are indirect, conditional, distanced. They all signify relativizing of linguistic consciousness in the perception of language borders–borders created by history and society, and even the most fundamental borders (i.e., those between languages as such)–and permit expression of a feeling for the materiality of language that defines such a relativized consciousness” (323-24).
  • “Prose consciousness feels cramped when it is confined to only one out of a multitude of heteroglot languages, for one linguistic timbre is inadequate to it” (324).
  • Then there’s a section about the speaking character of the novel that I was completely spent while reading. I heteroglossed over it.
  • Contact zone (Pratt): “In the history of literary language, there is a struggle constantly being waged to overcome the official line with its tendency to distance itself from the zone of contact, a struggle against various kinds and degrees of authority. In this process discourse gets drawn into the contact zone, which results in semantic and emotionally expressive (intonational) changes: there is a weakening and degradation of the capacity to generate metaphors, and discourse becomes more reified, more concrete, more filled with everyday elements and so forth” (345).
  • “Such mixing of two languages within the boundaries of a single utterance is, in the novel, an artistic device (or more accurately, a system of devices) that is deliberate. But unintentional, unconscious hybridization is one of the most important modes in the historical life and evolution of all languages. We may even say that language and languages change historically primarily by means of hybridization, by means of a mixing of various ‘languages’ co-existing within the boundaries of a single dialect, a single national language, a single branch, a single group of different branches or different groups of such branches, in the historical as well as paleontological past of languages–but the crucible for this mixing always remains the utterance” (358-59).
  • “The novelistic plot serves to represent speaking persons and their ideological worlds. What is realized in the novel is the process of coming to know one’s own language as it is perceived in someone else’s language, coming to know one’s own belief system in someone else’s system. There takes place within the novel an ideological translation of another’s language, and an overcoming of its otherness–an otherness that is only contingent, external, illusory. Characteristic for the historical novel is a positively weighted modernizing, an erasing of temporal boundaries, the recognition of an eternal present in the past. The primary stylistic project of the novel as a genre is to create images of languages” (365-66). Therefore, “Every novel, taken as the totality of all the languages and consciousnesses of language embodied in it, is a hybrid. But we emphasize once again: it is an intentional and conscious hybrid, one artistically organized, and not an opaque mechanistic mixture of languages (more precisely, a mixture of the brute elements of language)” (366).